Lawyer Involved In An FBI Shootout Sued For $300M Ponzi Scheme
Investors have sued a lawyer who allegedly was involved in a gunfight with FBI officers earlier this month, accusing him of managing a $300 million Ponzi scheme selling investments in personal injury...
View ArticleGWG Holdings, Inc. Files for Bankruptcy – GWG L Bond Holders Urged to Take...
GWG L Bond investors are encouraged to contact Dimond Kaplan & Rothstein, P.A., a nationally recognized securities arbitration law firm, to submit FINRA arbitration claims to recoup investment...
View ArticleUBS YES Investors Win $4 Million FINRA Arbitration Claim
Dimond Kaplan & Rothstein, P.A. announces that a FINRA arbitration panel has ordered UBS Financial Services, Inc. (“UBS”) to pay approximately $4 million to an investor who lost nearly $3 million...
View ArticleNotification to Former Morgan Stanley Broker Shawn Good’s Clients
Notification to Former Morgan Stanley Broker Shawn Good’s Clients: Dimond Kaplan & Rothstein P.A Continues its Inquiry in Light of the SEC’s Ponzi Scheme Allegations Nationally recognized investor...
View ArticleAuditor Held Accountable For $40m Investment In ‘Sham’ Streaming Company
Investors who unwittingly put $40 million into a “fictitious” music streaming service sued Crowe UK in federal court in Georgia, arguing the firm knew or should have known the streamer was “a total...
View ArticleThe SEC Aims To Decrease Stock Trade Settlement Times By 2024
The Securities and Exchange Commission recommended a new rule on Wednesday that would reduce the settlement period for securities trading from two to one day in an attempt to tackle market...
View ArticleFINRA Suspends Ex-J.P Morgan Broker Over Unlawful Trades
Trevor Rahn, a 26-year brokerage industry veteran, was fined and suspended by The Financial Industry Regulatory Authority (FINRA) over allegations that he structured trades to generate unnecessary...
View ArticleDKR Recovers More than $1.4 Million for UBS YES Investors
We are pleased to announce that our Dimond Kaplan & Rothstein, P.A. investment fraud lawyers have won more than $1.4 million in another FINRA arbitration on behalf of a New Mexico couple who lost...
View ArticleDimond Kaplan & Rothstein, P.A. Investigating Claims Against Brokerage Firms...
Did You Lose Money in GWG Holding L Bonds? Did you lose money investing in GWG Holdings Inc. L Bonds? Brokerage firms across the country sold more than $1 billion of GWG L Bonds. GWG has failed to make...
View ArticleDimond Kaplan & Rothstein Wins Another UBS YES Case
We are pleased to announce that the investor advocate lawyers at Dimond Kaplan & Rothstein, P.A. have won yet another FINRA arbitration against UBS, this time involving a Chicago couple’s...
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